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Christopher Adam Allen Perry

Tiaa-Cref Individual & Institutional Services, LLC

Harrodsburg, KY

Lexington, KY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-10-29
AL RA APPROVED 2025-08-20
KY RA APPROVED 2023-07-25
  • VT RA
    APPROVED
    Since 2025-10-29
  • AL RA
    APPROVED
    Since 2025-08-20
  • KY RA
    APPROVED
    Since 2023-07-25

Branch Locations

Harrodsburg, KY • United States

2365 Harrodsburg Road Suite B 250, Lexington, KY 40504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 12/2012 07/2023
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2023
Tiaa Lexington KY 07/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Lexington KY 07/2023 Present
  • 12/2012 → 07/2023
    Fidelity Brokerage Services Llc
    Covington, KY
  • 07/2018 → 07/2023
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2023 → Present
    Tiaa
    Lexington, KY
  • 07/2023 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Lexington, KY
Previous Registrations
  • 2018-07-13 → 2023-07-11
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2013-02-05 → 2018-07-13
    Strategic Advisers Llc
    Covington, KY
    Harrodsburg, KY
  • 2003-10-29 → 2004-07-27
    A. G. Edwards & Sons, Inc.
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-29
S63 Uniform Securities Agent State Law Examination 2002-05-10
  • S66 Uniform Combined State Law Examination
    2013-01-29
  • S63 Uniform Securities Agent State Law Examination
    2002-05-10
Other Names
  • Chris A Perry
  • Christopher A Perry

View on SEC IAPD

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