Brian Steven Hoffman

Current Employers

Employment History

• 02/2013 → 10/2016
  Pnc Investments Llc
  Pittsburgh, PA
• 10/2016 → Present
  Lpl Financial, Llc
  Bedminster, NJ
• 11/2016 → Present
  Gladstone Wealth Partners
  Chester, NJ

Previous Registrations

• 2013-02-28 → 2016-11-03
  Pnc Wealth Management Llc
  Whippany, NJ
  Florham Park, NJ
  East Hanover, NJ
  West Caldwell, NJ
  Cedar Grove, NJ
  Caldwell, NJ
  West Caldwell, NJ
• 2012-09-19 → 2013-02-28
  Santander Securities Llc
  New York, NY
  New York, NY
  Manhattan, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Manhattan, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Brooklyn, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
• 2009-06-11 → 2012-09-19
  Lpl Financial Llc
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
• 2008-05-02 → 2009-06-02
  Pnc Wealth Management Llc
  Raritan, NJ
  Somerville, NJ
  Bernardsville, NJ
  Somerville, NJ
  Whitehouse Station, NJ
  Branchburg, NJ
  Raritan, NJ
• 2003-04-14 → 2004-11-24
  Chase Investment Services Corp.
  New York, NY

Other Businesses

1) 10/27/16- Gladstone Wealth Group- DBA for LPL Business (entity for LPL business)-InvRel-AtRepBusLoc(s)-Start 10/27/16- 15 Hr/Mo-1 Hr During Trading 2) 10/27/16-Non-Variable Insurance-InvRel- AtRepBusLoc(s)-Start 10/27/16-15 Hr/Mo;1 Hr During Trading 3) 11/08/16-Gladstone Wealth Group-Registered Investment Advisor-InvRel-AtRepBusLoc(s)-Start 10/27/16-15 Hr/Mo;1 Hr During Trading;10% Time - I provide investment advisory services through Gladstone Wealth Group, an independent investment advisor firm. I started this business activity on 11/8/16. I expect to spend approximately 15 hours/month on this activity. Please see the advisory firm's Form ADV? 4) 10/17/18-Hoffman Financial Strategies-InvRel-AtRepBusLoc(s)-Registered Investment Advisor DBA-Start 09/14/18-160 Hrs a Mth/120 Hrs During Trading-I provide investment advisory services through Gladstone Institutional Advisory, LLC, an independent investment advisor firm. I started this business activity on 9/17/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV.. 5) 10/26/18-Gladstone Institutional Advisory, LLC-InvRel- AtRepBusLoc(s)-Registered Investment Advisor Hybrid-Start 10/19/18-25 Hrs a Mth/15 Hrs During Trading-I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity on 10/26/2018. I expect to spend approximately 25 hours/month on this activity. Please see the advisory firms Form ADV.. 6) 5/31/19-Hoffman Tax Services-InvRel-Home Based-Tax Prep/Accounting/CPA- Start 3/19/19- 10 Hrs a Mth/0 Hrs During Trading 7) 3/9/21-Gladstone Wealth Partners- InvRel- AtRepBusLoc(s)-DBA for LPL Business (entity for LPL business)-Started 3/3/21- 10 Hrs a Mth/4 Hr During Trading 8) 3/9/21 - Gladstone Wealth Partners- InvRel- AtRepBusLoc(s)-Registered Investment Advisor DBA-Start 3/3/21-10 Hrs a Mth/4 Hrs During Trading- I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV.. 9) 6/18/21-Hoffman Financial Strategies-InvRel- AtRepBusLoc(s)-DBA for LPL Business (entity for LPL business)-Start 6/1/21- 20 Hrs a Mth/3 Hrs During Trading 10) 5/11/23- Gladstone Institutional Advisory, LLC (GWP)- INV REL- At RepBusLoc(s)- Outside/W-2 Employment- Start 5/1/23- 160Hrs/Mth 11) 8/8/23 - Real Estate Rental-InvRel-Parlin, NJ -Start 4/1/20-1 Hr a Mth/ 1 Hr During Trading 12) 10/3/24- Other - Author-Writer- Not InvRel- Home Based-Start Date 9/23/24- 4 Hrs a mth/ 0 Hrs During Trading 13) 09/10/2025- Integrity, LLC- Outside/W-2 Employment- Not INV Related- At Bedminster NJ- Start date 09/02/2025 14) 09/10/2025-Integrity LLC- Outside/W-2 Employment- Not INV Related- At Bedminster nj - Start date 09/01/2025 15) 03/04/2026 - Built By Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/23/2026 - 12 hours per month/ 4 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2008-05-01