Tracy R. Baker

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Latham, NY
• 01/2021 → 11/2023
  Goldman Sachs & Co. Llc
  Cohoes, NY
• 11/2023 → 09/2025
  Rockefeller Capital Management
  Ocala, FL
• 11/2023 → 09/2025
  Rockefeller Financial Llc
  Ocala, FL
• 09/2025 → Present
  Rockefeller Financial Llc
  Minneola, FL
• 09/2025 → Present
  Rockefeller Capital Management
  Minneola, FL

Previous Registrations

• 2012-10-26 → 2023-07-26
  Goldman Sachs Wealth Services, L.P.
  Latham, NY
  Cohoes, NY

Exams

• S66 Uniform Combined State Law Examination
  2010-11-03

Other Names

• Tracy R. Willetts
• Tracy R. Baker
• Tracy Rose Baker