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4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2005-06-27 |
| NC | RA | APPROVED | 2005-06-24 |
Branch Locations
4350 Congress Street Suite 525, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Capital Management | Charlotte | NC | 04/1985 | Present |
| Bb&T Am Distributors, Inc. | King Of Prussia | PA | 01/2008 | Present |
Power of Attorney for Mary Alice Weeks Fountain (mother) for investment accounts; monitor/buy/sell investments for mother; start date 9/21/2023; 1 hour per month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-04-01 |
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