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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-01-07 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Distributors Llc | Cordova | TN | 08/2013 | 10/2018 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2005 | 10/2018 |
| Ftb Advisors | Memphis | TN | 12/2018 | 09/2019 |
| Ameriprise Financial Services, Inc | Memphis | TN | 08/2019 | 10/2019 |
| Nationwide Investment Services Corp | Columbus | OH | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-15 |
| S66 | Uniform Combined State Law Examination | 2005-03-29 |
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