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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-20
OH RA APPROVED 1999-12-10
  • TX RA
    APPROVED_RES
    Since 2019-05-20
  • OH RA
    APPROVED
    Since 1999-12-10

Branch Locations

10050 Innovation Dr Ste 310, Miamisburg, OH 45342-4933 • United States

W Carrollton, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miamisburg OH 08/1999 03/2020
Ameriprise Financial Services, Llc Miamisburg OH 03/2020 Present
Other Businesses

Business Ownership; Ampex, LLC; ; Set up to run the day-to-day operations of our office.; 10050 Innovation Drive Ste 310Miamisburg, OH 45342, ,; Not Investment-Related; 01/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours / H7 Network; Currently in a volunteer administrative role whereby I send out weekly emails about our group meeting and attend the meeting.; Professional networking group. Similar operation as BNI however different culture.; 6788 Loop Road, , Centerville, OH, 45459; Not Investment-Related; 09/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours / Calabrus; Co-owner; Real Estate; 94 Skylane Knoll, , La Follette, TN, 37766; Not Investment-Related; 04/29/2026; 0 hours per month; 0 during trading hours. Board of Directors; Residential Individual Options, Inc. (RIO, Inc.); Member; Middletown, Ohio 45042, ,; ; ; 1 to 9 hours per month; . Outside Employment; West Carrollton Schools; Middle School Wrestling Coach -; ; 431 Pease Ave.West Carrollton, OH 45449, ,; ; 02/01/2013; 10 to 19 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-11
  • S66 Uniform Combined State Law Examination
    2001-01-11

View on SEC IAPD

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