Robert James Lord

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2026-05-26
TX	RA	APPROVED_RES	2014-02-11
CA	RA	APPROVED	2009-06-01

TN RA
APPROVED

Since 2026-05-26
TX RA
APPROVED_RES

Since 2014-02-11
CA RA
APPROVED

Since 2009-06-01

Branch Locations

Franklin, TN • United States

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Los Angeles	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Los Angeles, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2008-05-28 → 2009-06-01

Citigroup Global Markets Inc.

Los Angeles, CA
1983-09-02 → 2008-05-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Los Angeles, CA

Other Businesses

*66540 - KLT LLC; Investment related: Yes; Los Angeles, California; Technology; Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 0; Participating Member of the LLC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-11-11

S66 Uniform Combined State Law Examination

1999-11-11

Other Names

Bob Lord

View on SEC IAPD