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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-11-26 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Inancial Services,Inc | Hagerstown | MD | 07/2015 | 11/2025 |
| Raymond James Financial Services Advisors Inc. | Hagerstown | MD | 07/2015 | 11/2025 |
| Fulton Bank | Hagerstown | MD | 07/2015 | 11/2025 |
| Northwest Federal Credit Union | Herndon | VA | 11/2025 | Present |
| Lpl Financial | Herndon | VA | 11/2025 | Present |
1) 11/20/2025 - B&B Rocky Knoll Farms LLC / Real Estate Rental / Co Owner / Inv Related / Ringgold VA 24586 / Start date 01/10/2023 - 1 Total Hours per month 2) 11/20/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northwest Financial Advisors Inv Related / At reported business location (s) 3) 12/03/2025 - Northwest Financial Group, LLC - Referring Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 11/30/2025 - 160 hours per month/ 130 hours during trading 4) 12/03/2025 - Northwest Financial Advisors, LLC - Northwest Financial Advisors, LLC - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/24/2025 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 12/03/2025 - NW Insurance Agency, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/24/2025 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-10 |
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