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Justin Bradley Groce

Cetera Investment Advisers LLC

Cary, NC

CRD 4503319

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • NC RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

8000 Regency Pkwy Suite 580, Cary, NC 27518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1) NAME OF OTHER BUSINESS:ADAMS FINANCIAL ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES ; START DATE: 03/2019 ; POSITION: FINANCIAL ADVISOR / BACKUP DESIGNATED SUPERVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: PROSPECT, OBTAIN, SERVICE CLIENTS AS FINANCIAL ADVISOR. SUPERVISE BRANCH REGISTERED REPS AS BACKUP DESIGNATED SUPERVISOR ; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 03/07/2016 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-16
S63 Uniform Securities Agent State Law Examination 2002-07-19
  • S66 Uniform Combined State Law Examination
    2004-04-16
  • S63 Uniform Securities Agent State Law Examination
    2002-07-19
Designations
  • Certified Financial Planner
Other Names
  • Justin B Groce

View on SEC IAPD

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