Arthur Floyd Hazen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2013 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2008-06-24 → 2013-04-12
  Bpu Investment Management Inc.
  Pittsburgh, PA
  Pittsburgh, PA
  Pittsburgh, PA
• 2006-03-09 → 2008-06-17
  Invest Financial Corporation
  Pittsburgh, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Ligonier, PA
  Greensburg, PA
  New Florence, PA
  Pittsburgh, PA
  Mcmurray, PA
  Greensburg, PA
  Pittsburgh, PA
  Cranberry Township, PA
  Wexford, PA
  Latrobe, PA
• 2005-08-08 → 2006-03-02
  Cantella & Co., Inc.
  Wexford, PA
  Wexford, PA
• 2005-02-18 → 2005-08-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsburgh, PA

Other Businesses

1) BBBS OF GREATER PITTSBURGH 5989 PENN CIRCLE SOUTH PITTSBURGH, PA 15206 BEGAN 6/20/2010 AS BOARD MEMBER/SECRETARY ASSISTING WITH OPERATIONS OF THE NON-PROFIT IN ADDITION TO FUNDRAISING, BOARD RECRUUTING, AND EVENT PLANNING. VOTE ON ALL BOARD ITEMS. I DO NOT HAVE ANY SPECIFIC CONTROL OVER THE FUNDS. NOT INVESTMENT RELATED. DEVOTES 6 HRS/MNTH. .5 HRS DURING TRADING. NON-PROFIT ORGANIZATION. 2) MEDALLION WEALTH MANAGEMENT INC, 2605 NICHOLSON ROAD, STE 103, SEWICKLEY, President, DBA C-CORP, 04/12/13, PRESIDENT, INV REL, 160 HR/MO 140 TRADING HR 3) MEDALLION WEALTH MANAGEMENT, 2605 NICHOLSON ROAD STE 103, SEWICKLEY, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/12/13, NIR, 6 HR/MO 6/TRADING HR 4) EPIC ADVISORS, ROCHESTER, NY. 10/2014, CLIENT ADVISORY BOARD MEMBER, 10 HR/YR. 8HR DURING TRADING. VOLUNTEER. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE 6) AIRPORT INSURANCE ASSOCIATES INC, 500 COMMERCE DR MOON TWP PA 15108, AS INDEPENDENT INSURANCE AGENT FOR PROPERTY AND CASUALTY INSURANCE, INV REL, 2HRS/WK, 2HRS/TRADING 7) EMPLOYEE OF ASSURED PARTNERS, 2605 Nicholson Road Suite 2103 Sewickley PA 15143, 11/2021, AGENCY PRESIDENT, AP PURCHASED THE ASSETS OF MEDALLION AND ALL PARTNERS, 160HR/MO 160HR/MO TRADING 8) POSITION OF TRUST, 100 VISTA CIR APT 210 PITTSBURGH 15238, 10/2014, TRUSTEE, NIR, 0 HR/MONTH 0 HR/MONTH TRADING 9) GALLAGHER, 4600 West Cypress Street, Tampa, FL 33607, 07/2026, CEO, Employee (receive a W-2), INV REL, 80 HR/MO - 80 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2002-03-23

Other Names

• Arthur Flyod Hazen
• Arthur Flyod Hazen
• Arthur Flyod Hazen
• Arthur Flyod Hazen