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Nicholas Kearney Hamilton

LPl Financial LLC

Chicago, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-09
NV RA APPROVED 2025-01-09
TX RA APPROVED_RES 2015-02-12
IL RA APPROVED 2012-11-12
  • CO RA
    APPROVED
    Since 2025-01-09
  • NV RA
    APPROVED
    Since 2025-01-09
  • TX RA
    APPROVED_RES
    Since 2015-02-12
  • IL RA
    APPROVED
    Since 2012-11-12

Branch Locations

8750 W Bryn Mawr Ste 1300, Chicago, IL 60631 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliant Credit Union Chicago IL 06/2011 08/2026
Lpl Financial Llc Charlotte NC 11/2012 Present
Old National Bank Chicago IL 08/2026 Present
  • 06/2011 → 08/2026
    Alliant Credit Union
    Chicago, IL
  • 11/2012 → Present
    Lpl Financial Llc
    Charlotte, NC
  • 08/2026 → Present
    Old National Bank
    Chicago, IL
Previous Registrations
Other Businesses

11/12/12- DBA ONLY / ALLIANT RETIREMENT AND INVESTMENT SERVICES / CHICAGO, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-29
S63 Uniform Securities Agent State Law Examination 2002-10-11
  • S66 Uniform Combined State Law Examination
    2006-03-29
  • S63 Uniform Securities Agent State Law Examination
    2002-10-11
Other Names
  • Nicholas K Hamilton
  • Nicholas Kearney Hamilton

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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