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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-20 |
| PA | RA | APPROVED | 2021-01-20 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Harrisburg, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphastar Capital Management, Llc | Cornelius | NC | 07/2013 | 07/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 07/2017 | 01/2021 |
| Basildon Financial | Harrisburg | PA | 03/2007 | Present |
| Basildon Tax Services | Harrisburg | PA | 12/2011 | Present |
| Foundations Investment Advisors Llc | Harrisburg | PA | 01/2021 | Present |
Basildon Financial. Investment related. 4811 Jonestown Road, Suite 223 Harrisburg, PA 17109. Insurance services. President. 03/2007. 110 hours per month. 110 hours per month during securities trading hours. Insurance sales & services. Basildon Tax Services. 4811 Jonestown Road, Suite 223 Harrisburg, PA 17109. Tax preparation services. President. 12/2011. 8 hours per month. 8 hours per month during securities trading hours. Tax preparation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-07 |
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