Maziar Nmn Esmailbeigi

Current Employers

Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-02-04
CA	RA	APPROVED	2012-10-12

TX RA
APPROVED_RES

Since 2013-02-04
CA RA
APPROVED

Since 2012-10-12

Branch Locations

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Steel Peak Wealth Management	Woodland Hills	CA	09/2012	Present
Purshe Kaplan Sterling Investments	Albany	NY	10/2012	11/2018

09/2012 → Present

Steel Peak Wealth Management

Woodland Hills, CA
10/2012 → 11/2018

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2009-06-01 → 2012-10-25

Morgan Stanley

Woodland Hills, CA
2008-02-19 → 2009-06-01

Citigroup Global Markets Inc.

Woodland Hills, CA
2002-06-19 → 2008-02-27

Ubs Financial Services Inc.

Encino, CA

Los Angeles, CA

Other Businesses

1) STEEL PEAK WEALTH MANAGEMENT; INVESTMENT RELATED; 21650 OXNARD ST. STE 2300 WOODLAND HILLS, CA 91367; START DATE: 9/2012; APPROX 160 HRS/MO 2) STEEL PEAK ESTATE & INSURANCE, 21550 OXNARD ST, SUITE 430, WOODLAND HILLS, CA 91367. NOT INVESTMENT RELATED, FIXED INSURANCE AGENT, START DATE: 1/2014. 2HRS/MONTH, 1 HR/MONTH DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-18

S66 Uniform Combined State Law Examination

2002-06-18

Other Names

Maziar Esmailbeigi

View on SEC IAPD