Elizabeth Marie St Amand

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 07/2003 → Present
  St.AMand Investment Designs, Inc
  Palm Beach, FL
• 10/2016 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2008 → Present
  Give A Smile To A Child Foundation
  Palm Beach Gardens, FL
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-01-13 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Palm Beach Gardens, FL
  Gilford, NH
• 2004-03-11 → 2004-12-31
  Eastern Point Advisors Inc.

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/21/2016; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES. 2. NAME OF OTHER BUSINESS: ST .AMAND INVESTMENT DESIGNS, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES, ADVISORY START DATE: 3/15/2004 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: INSURANCE, SECURITIES, ADVISORY

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-01-14
• S65 Uniform Investment Adviser Law Examination
  2004-03-05

Other Names

• Elizabeth Marie St. Amand