Ronald Christopher Lottridge

Current Employers

Employment History

• 06/2009 → Present
  Kestra Investment Services, Llc.
  Denver, CO
• 04/2016 → Present
  Kestra Advisory Services, Llc.
  Denver, CO

Previous Registrations

• 2004-05-06 → 2009-06-02
  Hornor, Townsend & Kent, Llc
  Denver, CO
  Denver, CO
• 2003-11-25 → 2004-05-06
  New England Securities
  Denver, CO

Other Businesses

Business Name: Catalyst Retirement Advisors, LLC Investment Related: Yes Address: 7900 E. Union Ave., Ste. 120 Denver CO 80237 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: LLC Managing Member Start Date: 4/1/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide financial planning consulting as well as implementation of the planning work using investments, securities, and insurance products.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Denver Waldorf School Investment Related: No Address: 2100 S Pennsylvania St. Denver CO 80210 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Committee Member Start Date: 1/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: 2100 S Pennsylvania St, Denver, CO 80210

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-19
• S63 Uniform Securities Agent State Law Examination
  2002-04-06

Designations

Other Names

• Ron Lottridge