Maria Regina T Cruz

Current Employers

Employment History

• 12/2011 → 12/2016
  Triad Advisors, Inc
  Norcross, GA
• 12/2015 → Present
  Magellan Financial
  Corona, CA
• 04/2018 → Present
  The Leaders Group, Inc.
  Littleton, CO

Previous Registrations

• 2012-03-19 → 2016-04-20
  Harbinger Asset Management, Llc
  Riverside, CA
  Costa Mesa, CA
  Corona, CA
• 2011-04-05 → 2011-11-10
  National Planning Corporation
  Los Angeles, CA
• 2009-10-28 → 2010-07-21
  Chase Investment Services Corp.
  Westminster, CA
• 2009-05-02 → 2009-05-27
  Chase Investment Services Corp.
  Irvine, CA
• 2008-03-11 → 2009-05-02
  Wamu Investments, Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

1.) MS. CRUZ ALSO SERVES AS DIRECTOR OF SUITABILITY AND COMPLIANCE FOR MAGELLAN FINANCIAL - 10/1/2011-PRESENT - 7524 SUMMER DAY DRIVE, CORONA, CA 92883 - NON INVESTMENT RELATED; SHE SPENDS 90% OF HER TIME ON THIS ACTIVITY. 2.) MAGELLAN FINANCIAL & INSURANCE SERVICES - 12/1/2015 - 1315 SW Arrowhead Road, Topeka, KS 66604- VP COMPLIANCE AND SUITABILITY, INSURANCE MARKETING COMPLIANCE AND ANNUITY FIELD SUITABILITY, COMPLIANCE, REGULATORY, NOT INVESTMENT RELATED; 120 HRS/MO; 6-8 HRS/DURING TRADING DAY. 3.) TLG ADVISORS, INC - SINCE 06/05/2018 - 26 W DRY CREEK CIRCLE, SUITE 800, LITTLETON, CO 80120 - INVESTMENT RELATED - IAR REPRESENTATIVE - DEVOTE APPROX: 5-10 HRS/MO

Exams

• S66 Uniform Combined State Law Examination
  2008-03-10

Other Names

• Maria Ria Torres
• Regina Torres Cruz
• Ria Torres Cruz
• Regina Torres Cruz
• Ria T Cruz
• Maria Regina T Cruz