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Stephanie Jo Kerns

Northrock Partners, LLC

Roseville, CA

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
TX RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

3741 Douglas Blvd Suite 290, Roseville, CA 95661-4271 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Granite Bay CA 09/2005 03/2020
Ameriprise Financial Services, Llc Roseville CA 03/2020 07/2025
Northrock Partners, Llc Roseville CA 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-16
  • S66 Uniform Combined State Law Examination
    2002-04-16
Designations
Other Names
  • Stephanie Jo Miller

View on SEC IAPD

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