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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-06 |
| TX | RA | APPROVED | 2025-05-05 |
Branch Locations
1300 Highland Ave Ste 209, Manhattan Beach, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Long Beach | CA | 10/2012 | 05/2017 |
| Raymond James Financial Services, Inc. | Manhattan Beach | CA | 05/2017 | 05/2025 |
| Raymond James Financial Services Advisors Inc. | Manhattan Beach | CA | 05/2017 | 05/2025 |
| Next Retirement Solutions | El Segundo | CA | 05/2017 | 03/2023 |
| Pier Avenue Wealth Mgmt | Manhattan Beach | CA | 11/2017 | Present |
| Lpl Financial | Manhattan Beach | CA | 05/2025 | Present |
1)05/05/2025 - Pier Avenue Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date: 11/07/2017 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 05/05/2025 - PrimeSC - Other - not investment related - HomeBased - Start Date: 09/23/2024 - 0 Hrs/Mth - 0 Hrs During Trading. 2)03/06/2025-PrimeSC - Commercial HVAC work - Non-Inv Rel - Manhattan Beach, CA - Start: 09/2024 3.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-25 |
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