G. Lawrence Keller

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2008 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2000-10-19 → 2008-10-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
  Leawood, KS

Other Businesses

1) KELLER PROPERTIES 4124 OAK PL DR, THOUSAND OAKS, 9/9/9 AS OWNER;OWN TWO RENTAL PROPERTIES IN THE KANSAS CITY AREA. THE PROPERTIES ARE MANAGED BY A 3RD PARTY. WE HAVE NO CONTACT WITH THE TENANTS. WE MERELY OWN THE PROPERTIES AND MAKE DECISIONS ON THE MAINTENANCE OF THE PROPERTIES UNDER THE ADVICE OF THE MANAGEMENT COMPANY. NOT INVESTMENT RELATED. DEVOTES 1 HR/MNTH. NONE DURING TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/01/2008

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-29
• S63 Uniform Securities Agent State Law Examination
  1999-10-28

Other Names

• G Lawrence Keller
• Lawrence Keller
• G Lawrence Keller
• Larry Keller
• Larry Keller
• Larry Keller
• G. Keller