Lawrence John Steele

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
AK	RA	APPROVED	2016-01-13
WA	RA	APPROVED	2010-12-03

AK RA
APPROVED

Since 2016-01-13
WA RA
APPROVED

Since 2010-12-03

Branch Locations

707 S. Grady Way Suite 600, Renton, WA 98057 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Renton	WA	09/2010	Present
Agia	Houston	TX	12/2022	Present

09/2010 → Present

Valic Financial Advisors, Inc.

Renton, WA
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-01

S66 Uniform Combined State Law Examination

2010-12-01

Other Names

Lawrence Steele

View on SEC IAPD