Best Investors Account Sign in
Inactive

Robert Brennan Dawson

Dawson Investment Management

Walnut Creek, CA

CRD 4502523

Claim This Profile
Employer firm

Dawson Investment Management CRD 312098

$40.1M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Dawson Investment Management

2910 Camino Diablo Suite 110, Walnut Creek, CA 94597 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-23
CA RA APPROVED 2021-02-04
  • TX RA
    APPROVED_RES
    Since 2021-12-23
  • CA RA
    APPROVED
    Since 2021-02-04

Branch Locations

2910 Camino Diablo Suite 110, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Walnut Creek CA 07/2014 08/2017
Lpl Financial, Llc Walnut Creek CA 08/2017 06/2022
Dawson Investment Management Walnut Creek CA 01/2021 Present
Previous Registrations
Other Businesses

1. 2/2/2018 - No Business Name - Investment Related - Non-Variable Insurance Trails Only - Started 08/30/2017 - 0 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-28
S63 Uniform Securities Agent State Law Examination 2002-04-15
  • S65 Uniform Investment Adviser Law Examination
    2014-11-28
  • S63 Uniform Securities Agent State Law Examination
    2002-04-15

View on SEC IAPD

Nearby Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL

Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

More in Walnut Creek, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor