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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2011-05-26
TX RA APPROVED 2011-05-26
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2011-05-26
  • TX RA
    APPROVED
    Since 2011-05-26

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

Bellmore, NY • United States

1114 Ave Of The Americas, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2011 Present
Bank Of America, N.A. Lawrence NY 09/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-05
S63 Uniform Securities Agent State Law Examination 2007-03-26
  • S66 Uniform Combined State Law Examination
    2010-02-05
  • S63 Uniform Securities Agent State Law Examination
    2007-03-26

View on SEC IAPD

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