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Adam Lee Luke

Cetera Investment Advisers LLC

Overland Park, KS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
KS RA APPROVED 2019-06-24
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • KS RA
    APPROVED
    Since 2019-06-24

Branch Locations

13200 Metcalf Suite #280, Overland Park, KS 66213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Lenexa KS 09/2009 06/2019
Foresters Advisory Services, Llc Lenexa KS 06/2013 06/2019
Cetera Investment Advisers Llc Overland Park KS 06/2019 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
  • 09/2009 → 06/2019
    Foresters Financial
    Lenexa, KS
  • 06/2013 → 06/2019
    Foresters Advisory Services, Llc
    Lenexa, KS
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Overland Park, KS
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2013-07-10 → 2019-06-21
    Foresters Advisory Services, Llc
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-24
S63 Uniform Securities Agent State Law Examination 2005-08-30
  • S66 Uniform Combined State Law Examination
    2013-06-24
  • S63 Uniform Securities Agent State Law Examination
    2005-08-30

View on SEC IAPD

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