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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2024-07-02 |
| TX | RA | APPROVED_RES | 2022-09-26 |
Branch Locations
9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 10/2015 | Present |
| World Financial Group, Inc. | Greenwood Village | CO | 09/2014 | Present |
| Net Law Group Inc. | Louisville | KY | 10/2021 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Net Law Group Inc. / 1021-Present / Investment Related: No / 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/ Sales Agent / wills, powers of attorney/ Hrs. Work Monthly: 10 / Sec Trading Hrs: 1 / In conjunction with my normal business activities with TFA, providing insurance and securities products, NetLaw's legal documents services are appropriate related types of legal services that my clients mat want.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 2015-11-09 |
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