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Casey V Rice

Pnc Wealth Management LLC

Floyds Knobs, IN

New Albany, IN

CRD 4502086

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-08-17
KY RA APPROVED 2004-01-01
  • IN RA
    APPROVED
    Since 2016-08-17
  • KY RA
    APPROVED
    Since 2004-01-01

Branch Locations

705 Highlander Point Drive, Floyds Knobs, IN 47119 • United States

2014 State Street, New Albany, IN 47150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments New Albany IN 01/2004 Present
  • 01/2004 → Present
    Pnc Investments
    New Albany, IN
Previous Registrations
  • 2003-06-10 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 2002-05-21 → 2003-04-30
    Morgan Stanley Dw Inc.
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-14
  • S66 Uniform Combined State Law Examination
    2002-05-14

View on SEC IAPD

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