Bret Alexander Hartman

Current Employers

Employment History

• 10/2011 → 09/2020
  Lpl Financial, Llc
  Norwich, NY
• 03/2013 → 09/2020
  N B T Bank, N. A.
  Norwich, NY
• 09/2020 → 01/2026
  Berthel, Fisher & Company Financial Services, Inc.
  Baldwinsville, NY
• 09/2020 → 01/2026
  Bfc Planning, Inc.
  Baldwinsville, NY
• 09/2020 → Present
  Upskill Wealth Management
  Cortland, NY
• 01/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2026 → Present
  Cetera Investment Advisers Llc
  St. Cloud, MN
• 06/2022 → Present
  Upskill Tax Services
  Cortland, NY

Previous Registrations

• 2020-09-30 → 2026-02-03
  Bfc Planning, Inc.
  Cortland, NY
  Cedar Rapids, IA
• 2011-10-11 → 2020-09-22
  Lpl Financial Llc
  Cortland, NY
  Hamilton, NY
  Cortland, NY
  Marathon, NY
  Cincinnatus, NY
  Canastota, NY
  Tully, NY
  Sherrill, NY
  Cortland, NY
  Manlius, NY
  Cortland, NY
  Oneida, NY
  Norwich, NY
  Pulaski, NY
  Baldwinsville, NY
  Oneida, NY
  Sherrill, NY
  Sherburne, NY
  South Otselic, NY
  Oneida, NY
  Earlville, NY
  Cortland, NY
  Cortland, NY
  Oswego, NY
  Oswego East, NY
  Fulton, NY
• 2010-06-22 → 2011-10-11
  Uvest Financial Services Group, Inc.
  Charlotte, NC
  Cortland, NY
  Canastota, NY
  Cincinnatus, NY
  Cortland, NY
  Cortland, NY
  Hamilton, NY
  Manlius, NY
  Marathon, NY
  Oneida, NY
  Sherrill, NY
  Tully, NY
• 2009-10-01 → 2010-06-07
  Chase Investment Services Corp.
  Dewitt, NY
• 2004-05-20 → 2006-08-18
  Chase Investment Services Corp.
  Liverpool, NY
  Liverpool, NY

Other Businesses

1. NAME OF OTHER BUSINESS: UPSKILL WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: UPSKILL TAX SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX SERVICES START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PREPARE TAX RETURNS 3. NAME OF OTHER BUSINESS: BRETT HARTMAN INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2004 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES

Exams

• S66 Uniform Combined State Law Examination
  2009-09-28

Other Names

• Bret Hartman