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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2018-02-26
  • NV RA
    APPROVED
    Since 2018-02-26

Branch Locations

1130 W Pioneer Blvd, Mesquite, NV 89027 • United States

750 E Warm Springs Rd Ste 300, Las Vegas, NV 89102 • United States

8260 W Sahara Avenue, Las Vegas, NV 89117 • United States

11035 Lavender Hills Dr. #170, Las Vegas, NV 89135 • United States

8400 W Lake Mead Blvd, Las Vegas, NV 89128 • United States

1921 N Rainbow Blvd, Las Vegas, NV 89108 • United States

1301 S Hwy 160, Pahrump, NV 89048 • United States

6505 N Buffalo Dr, Las Vegas, NV 89131 • United States

1460 S Boulder Hwy, Henderson, NV 89015 • United States

3480 W Sahara Ave, Las Vegas, NV 89102 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Las Vegas NV 08/2016 01/2018
Mml Investors Services Las Vegas NV 01/2017 01/2018
Lpl Financial Llc Las Vegas NV 01/2018 Present
Nevada State Bank (Zb, N.A.) Las Vegas NV 01/2018 Present
  • 08/2016 → 01/2018
    Massmutual Life Insurance Company
    Las Vegas, NV
  • 01/2017 → 01/2018
    Mml Investors Services
    Las Vegas, NV
  • 01/2018 → Present
    Las Vegas, NV
  • 01/2018 → Present
    Nevada State Bank (Zb, N.A.)
    Las Vegas, NV
Other Businesses

1) 11/30/2017 - Nevada Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 2/20/2018 - ZB, N.A., DBA Wealth & Fiduciary Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date:2/9/2018 - 5 Hours Per Month/5 Hours During Trading. 3) 12/17/2019 - NSB Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2020 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-15
S63 Uniform Securities Agent State Law Examination 2003-12-04
  • S66 Uniform Combined State Law Examination
    2018-02-15
  • S63 Uniform Securities Agent State Law Examination
    2003-12-04
Other Names
  • Peter J. Cox

View on SEC IAPD

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