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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

388 Greenwich Street - 29, New York, NY 10013 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup/Smith Barney New York NY 10/2007 06/2017
Citigroup New York NY 11/2017 Present
Unemployed Brooklyn NY 07/2017 10/2017
  • 10/2007 → 06/2017
    Citigroup/Smith Barney
    New York, NY
  • 11/2017 → Present
    Citigroup
    New York, NY
  • 07/2017 → 10/2017
    Unemployed
    Brooklyn, NY
Previous Registrations
  • 2022-01-11 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Long Island City, NY
    New York, NY
    New York, NY
    New York, NY
    Brooklyn, NY
  • 2006-05-17 → 2007-10-09
    Chase Investment Services Corp.
    Phoenix, AZ
    Phoenix, AZ
  • 2005-04-29 → 2006-05-02
    Banc One Securities Corporation
    Phoenix, AZ
  • 2002-05-14 → 2004-02-10
    Woodbridge, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-07-13
S66 Uniform Combined State Law Examination 2002-05-11
  • S63 Uniform Securities Agent State Law Examination
    2005-07-13
  • S66 Uniform Combined State Law Examination
    2002-05-11

View on SEC IAPD

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