Michael Stuart Roberts

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-09-03
OH	RA	APPROVED	2002-03-28

TX RA
APPROVED_RES

Since 2014-09-03
OH RA
APPROVED

Since 2002-03-28

Branch Locations

13 Park Ave W Ste 601, Mansfield, OH 44902 • United States

Lexington, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Mansfield	OH	09/2005	03/2020
Ameriprise Financial Services, Llc	Mansfield	OH	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Mansfield, OH
03/2020 → Present

Ameriprise Financial Services, Llc

Mansfield, OH

Other Businesses

Business Ownership; MVX Incorporated; ; S-corp intended to facilitate the management of an Ameriprise Franchise Practice.; 18 North Walnut St.Mansfield, Ohio 44902, ,; Not Investment-Related; 07/10/2013; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-10

S66 Uniform Combined State Law Examination

2006-02-10

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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