Michael J Spears

Employer firm

Westpark Wealth Advisors, Inc. CRD 130914

$254M regulatory AUM 379 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 11/2017
  Ims Securities, Inc.
  Houston, TX
• 12/2004 → Present
  Westpark Wealth Advisors, Inc.
  Houston, TX
• 11/2017 → Present
  Calton & Associates, Inc.
  Houston, TX

Other Businesses

1) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: RIA. Position/Title/Relationship: Officer. Start Date: 01/2006. Hours per month: 80. Hours per month during Securities trading hours: 80. Duties/Responsibilities: Compliance Officer of the RIA, which offers advisory services to clients. 2) Name of Business: IMS Insurance Agency, Inc. Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: Insurance Agency. Position/Title/Relationship: Officer. Hours per month: 20. Hours per month during Securities trading hours: 20. Duties/Responsibilities: CCO of Insurance Agency.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-17
• S63 Uniform Securities Agent State Law Examination
  2002-02-13

Other Names

• Mike Spears