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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-03-14
  • NJ RA
    APPROVED
    Since 2013-03-14

Branch Locations

500 Campus Dr Ste 300, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2012 Present
Northwestern Mutual Investment Services, Llc Morristown NJ 08/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2012 → Present
    Morristown, NJ
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. May earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. 2. 66 EDGEFIELD LLC; 100% OWNERSHIP OF LLC THAT HOLDS RENTAL PROPERTY LOCATED AT 66 EDGEFIELD DRIVE, MORRIS PLAINS, NJ 07950; DUTIES INCLUDE MANAGEMENT OF RENTAL; START DATE 9/8/13; APPROXIMATELY 5 HOURS PER MONTH DURING NON-SECURITIES TRADING HOURS. 3. 100% OWNER, CRIVELLA GROUP LLC, LEGAL ENTITY, START DATE: 08/29/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCIAL SERVICES. INVESTMENT RELATED. 4. OWNER, UT INVESTORS LLC, 1788 FOREST DRIVE, ANNAPOLIS, , MARYLAND, 21401, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/26/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-13
  • S66 Uniform Combined State Law Examination
    2013-03-13

View on SEC IAPD

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