Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-22
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2017-09-22
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

6781 N Palm Ave Ste 201, Fresno, CA 93704 • United States

Clovis, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fresno CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fresno CA 11/2016 Present
Previous Registrations
Other Businesses

TIMBER RIDGE ARCHITECTURAL CONTROL COMMITTEE; NOT INV. RELATED; SHAVER LAKE, CA; SECRETARY; HOA; START DATE 9/24/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, VOTE ON HOA REQUESTS, RECORD MEETING MINUTES.; RENTAL PROPERTY, INV RELATED, CLOVIS, CA, 100% OWNERSHIP, START: 11/15/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-19
  • S66 Uniform Combined State Law Examination
    2002-08-19
Designations
Other Names
  • Mike Harris

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor