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David Elias Sawan

Kestra Advisory Services, LLC

Sharon, MA

Austin, TX

CRD 4500898

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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-10
TX RA APPROVED_RES 2026-04-09
  • MA RA
    APPROVED
    Since 2026-04-10
  • TX RA
    APPROVED_RES
    Since 2026-04-09

Branch Locations

Sharon, MA • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Waltham MA 05/2010 03/2026
Kestra Investment Services, Llc Austin TX 03/2026 Present
Kestra Advisory Services, Llc Austin TX 03/2026 Present
  • 05/2010 → 03/2026
    Commonwealth Financial
    Waltham, MA
  • 03/2026 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 03/2026 → Present
    Kestra Advisory Services, Llc
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-24
  • S66 Uniform Combined State Law Examination
    2013-05-24
Other Names
  • David E. Sawan
  • David E Sawan

View on SEC IAPD

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