Christopher Allen Raup

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Paladin Financial Services
  Carlisle, PA
• 08/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2003 → 08/2017
  The O.N. Equity Sales Company
  Cincinnati, OH
• 03/2008 → 08/2017
  On Investment Management Co.
  Cincinnati, OH
• 05/2008 → Present
  Pa Army National Guard
  Carlisle, PA

Previous Registrations

• 2008-03-14 → 2017-08-21
  On Investment Management Co
  Carlisle, PA
  Cincinnati, OH

Other Businesses

1) PALADIN FINANCIAL SERVICES INC, 405 AUTUMN DR CARLISLE PA, 5/2000, PRESIDENT/CEO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 80 HRS/MO 80 HRS/MO TRADING 2) DOUBLE BLACK ALPACAS, 405 AUTUMN DR CARLISLE PA, 04/2007, OWNER, LIVESTOCK/AGRICULTURE, NIR, 28 HRS/MO 0 HRS/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2017, AS ADVISORY REP OF A RIA. INV REL, 80 HRS/MO 80 HRS/MO TRADING 4) WOUNDED WARRIOR PATROL, 20 WESTMINSTER DR CARLISLE PA, 11/2010, VICE CHAIRMAN, NON-PROFIT, NIR, 8 HRS/MO 0 HRS/MO TRADING 5) MCGREGOR TAX AND FINANCIAL SERVICES LLC, 4129 GREYWOOD DR YORK PA, 02/2020, CPA, TAX PREP/ACCOUNTING SVCS, INV REL, 10 HR/YR 5 HR/YR TRADING 6) CHRISTOPHER RAUP, 405 AUTUMN DR CARLISLE PA, 04/2020, COACHING PROFESSIONAL SKI INSTRUCTORS OF AMERICA, NIR, 8 HR/MO 0 HR/MO TRADING 7) WARRIOR COACH, 405 AUTUMN DR CARLISLE PA, 01/2022, Coach, Sport/Fitness/Gaming, INV REL, 10 HR/MO 4 HR/MO TRADING 8) BARIC SCHERER LLC, 19 WEST SOUTH ST CARLISLE PA, 01/2022, REFERRAL ARRANGEMENT, LEGAL SERVICES INV REL, 1 HR/MO 1 HR/MO TRADING 9) ASCEND WEALTH CONSULTING, CARLISLE PA 17015, 08/01/2022, PRESIDENT - DBA FOR PALADIN FINANCIAL SERVICES, INV REL, 160 HR/MO 160 HR/MO TRADING 10) WARRIOR TRAIL RUNNING, LLC, 405 AUTUMN DR CARLISLE PA, 12/2022, OWNER, COACH, NIR, 12 HR/MO 2 HR/MO TRADING 11) HOWARD'S ACCOUNTING, 107 DOUBLING GAP ROAD NEWILLE PA, 02/2024, AGENT, REFERRAL AGREEMENT, NIR, 1 HR/MO 0 HR/MO TRADING 12) WARRIOR TRAIL, 405 AUTUMN DR CARLISLE PA, CHAIRMAN, NONPROFIT ORGANIZATION, NIR, 5 HR/MO 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2007-10-15
• S63 Uniform Securities Agent State Law Examination
  2002-03-04