John L Shockey

Current Employers

Strategic Asset Management Llc.

2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-23

TX RA
APPROVED

Since 2026-04-23

Branch Locations

Granbury, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Independent Solutions Wealth Management, Llc	Williamsville	NY	02/2016	11/2025
Strategic Asset Management, Llc	Rochester	MN	04/2026	Present
Unemployed / Retired	Granbury	TX	12/2025	03/2026

02/2016 → 11/2025

Independent Solutions Wealth Management, Llc

Williamsville, NY
04/2026 → Present

Strategic Asset Management, Llc

Rochester, MN
12/2025 → 03/2026

Unemployed / Retired

Granbury, TX

Previous Registrations

2016-02-26 → 2025-11-26

Independent Solutions Wealth Management, Llc

Shreveport, LA

Williamsville, NY

Marshall, TX
2015-10-23 → 2016-02-19

Cetera Investment Advisers Llc

Shreveport, LA
2014-03-12 → 2015-11-13

J P Turner & Company Capital Management, Llc

Shreveport, LA
2005-07-08 → 2014-03-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Shreveport, LA

Shreveport, LA

Other Businesses

(1)RAPTOR RESOURCES, 207 SAN JACINTO, AUSTIN TX 78701. PART OWNER OF A PRODUCING OIL WELL. RAPTOR.RESOURCES.COM. NOT INVESTMENT RELATED. (2)JOHN SHOCKEY LIFE INSURANCE SALES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-27
S63	Uniform Securities Agent State Law Examination	2002-05-08

S65 Uniform Investment Adviser Law Examination

2006-06-27
S63 Uniform Securities Agent State Law Examination

2002-05-08

Other Names

John L Shockey

View on SEC IAPD