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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-09-29 |
| CA | RA | APPROVED | 2018-11-01 |
| TX | RA | APPROVED | 2018-11-01 |
Branch Locations
4000 Legato Rd 8Th Floor, Fairfax, VA 22033 • United States
600 Anton Blvd Suite 1750, Costa Mesa, CA 92626 • United States
3570 Carmel Mountain Road Suite 450, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Fairfax | VA | 05/2012 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | CA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 02/2024 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-10 |
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