Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-04-18 |
| TX | RA | APPROVED | 2016-04-11 |
Branch Locations
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Miami | FL | 04/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | Present |
1. *326333- Legmo Holdings II LLC; Investment related-Yes; Miami, Florida; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 08/2017; During business hours: 0; After business hours: 0; Administrative 2. *327699 - Legmo Holdings LLC; Investment related- Yes; Miami, Florida; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 08/2017; During business hours: 0; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-12 |
Reach out to this advisor