Mark T Frederick

Employer firm

Stackstone Wealth, LLC CRD 342692

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Dubuque, IA
• 03/2020 → 06/2026
  Ameriprise Financial Services, Llc
  Dubuque, IA
• 06/2026 → Present
  Stackstone Wealth, Llc
  Dubuque, IA

Previous Registrations

• 2014-12-05 → 2026-07-07
  Ameriprise Financial Services, Llc
  Kalispell, MT
  Dubuque, IA
  Dubuque, IA
  Cuba City, WI
• 2011-10-13 → 2014-12-09
  U.S. Bancorp Investments, Inc.
  Dubuque, IA
  Dubuque, IA
  Galena, IL
  Dubuque, IA
  Galena, IL
  Galena, IL
• 2009-01-30 → 2011-11-07
  Lpl Financial Llc
  Lancaster, WI
  Platteville, WI
  San Diego, CA
  Galena, IL

Other Businesses

1. REAL ESTATE OWNERSHIP; 46 ACRE LAND PARCEL WITH SINGLE FAMILY HOME AND OUT-BUILDINGS, INCLUDING 25 ACRES WHICH ARE TILLABLE; 4036 AMES LANE, , POTOSI, WI, 53820; NOT INVESTMENT-RELATED; 02/01/2023 / SINGLE FAMILY; 907 S. SCHOOL ST, CUBA CITY, WI, 53807; NOT INVESTMENT-RELATED; 07/31/2026. 2. BOARD OF DIRECTORS; STONEHILL BENEVOLENT FOUNDATION BOARD OF DIRECTORS; BOARD MEMBER; 3485 WINDSOR AVE, DUBUQUE, IA, 52001; NOT INVESTMENT-RELATED; 05/27/2026; 1 TO 9 HOURS PER MONTH; 0 DURING TRADING HOURS. 3. INSURANCE AGENT; INVESTMENT-RELATED; DUBUQUE, IA; INSURANCE SALES AND SERVICE; AGENT; 04/02; HOURS AS NEEDED TO SERVICE CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-29
• S63 Uniform Securities Agent State Law Examination
  2002-04-04