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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-07
  • NC RA
    APPROVED
    Since 2019-10-07

Branch Locations

1196 Legacy Fare Drive, Pleasant Garden, NC 27313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Pleasant Garden NC 01/2011 10/2019
Capital Investment Group, Inc Raleigh NC 10/2019 Present
Capital Investment Advisors Services, Llc Raleigh NC 10/2019 Present
  • 01/2011 → 10/2019
    Pleasant Garden, NC
  • 10/2019 → Present
    Capital Investment Group, Inc
    Raleigh, NC
  • 10/2019 → Present
    Capital Investment Advisors Services, Llc
    Raleigh, NC
Previous Registrations
  • 2016-06-27 → 2019-10-02
    Pleasant Garden, NC
    San Diego, CA
    Pleasant Garden, NC
Other Businesses

1) BENNETT FINANCIAL INC, 1196 LEGACY FARE DR, PLEASANT GARDEN, NC 27313; START DATE 06/01; OWNER - INSURANCE SALES; SELL LIFE INSURANCE AND LTC; NON INVESTMENT-RELATED; 20 HRS/MON; 16 HRS/MON DURING TRADING HRS. 2) RENTAL PROPERTY,1196 LEGACY FARE DR, PLEASANT GARDEN, NC 27313; START DATE 09/09; OWNER - RENTAL PROPERTY; NON INVESTMENT-RELATED;0 HRS/MON. 3) FARM,3230 NC HWY 150,REIDSVILLE, NC 27320; START DATE 10/18; OWNER - TREE AND HAY FARM - LEASE TO LOCAL FARMER; NON INVESTMENT-RELATED;0 HRS/MON. 4) FAMILY FARM,BLACK RIVER ROAD, TURBEVILLE, SC 29162; START DATE 2017; PART OWNER - SOY BEAN FARM - LEASE TO SOY BEAN FARMER; NON INVESTMENT-RELATED; O HRS/MON. 5) FARM, CORLEY ROAD, BLYTHE, GA; START DATE 10/20; OWNER - OWNS LAND THAT WILL BE LEASED TO COW FARMER; NON INVESTMENT-RELATED;0 HRS/MON. 6) 54RGM RENTAL PROPERTIES,1196 LEGACY FARE DR, PLEASANT GARDEN, NC 27313; START DATE 9/09; HALF OWNER - RESIDENTIAL RENTAL PROPERTIES; NON INVESTMENT-RELATED; 0 HRS/MON. 7) PREACHER, 1196 LEGACY FARE DR, PLEASANT GARDEN, NC 27313; START DATE 02/04; PREACHER AT SMALL CHURCHES; NON INVESTMENT-RELATED; 20 HRS/MON; 0 HRS DURING TRADING. 8) TOBACCO ROAD PROPERTIES, 1196 LEGACY FARE DR, PLEASANT GARDEN, NC 27313; START DATE 6/09; HALF OWNER - RESIDENTIAL RENTAL PROPERTIES; NON INVESTMENT-RELATED; 0 HRS/MON. 9) CAROLINA CAPITAL INVESTMENT ADVISORS, LLC. OWNER. 1196 LEGACY FARE DR, PLEASANT GARDEN, NC 27313. STARTED 12/2025. DBA NAME TO MARKET FINANCIAL BUSINESS. 60 HRS/WK, APPROX 40 DURING NORMAL TRADING HOURS. ACTIVITY IS INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-25
S63 Uniform Securities Agent State Law Examination 2002-08-06
  • S65 Uniform Investment Adviser Law Examination
    2016-06-25
  • S63 Uniform Securities Agent State Law Examination
    2002-08-06
Other Names
  • Steven B. Harrell

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