Christian Xander Loeb

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2019-03-28
NJ	RA	APPROVED	2012-12-17

GA RA
APPROVED

Since 2019-03-28
NJ RA
APPROVED

Since 2012-12-17

Branch Locations

Abescon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Absecon	NJ	12/2012	Present

12/2012 → Present

Lpl Financial

Absecon, NJ

Previous Registrations

2002-10-24 → 2012-12-13

Pruco Securities, Llc.

Abescon, NJ

Absecon, NJ

Other Businesses

1. 10/29/2021 - Jersey Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/17/2021 - 160 Hours Per Month/7 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-04-11
S65	Uniform Investment Adviser Law Examination	2002-10-04

S63 Uniform Securities Agent State Law Examination

2003-04-11
S65 Uniform Investment Adviser Law Examination

2002-10-04

Other Names

Christian X Loeb

View on SEC IAPD