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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-09
DE RA APPROVED 2014-10-23
  • TX RA
    APPROVED
    Since 2017-06-09
  • DE RA
    APPROVED
    Since 2014-10-23

Branch Locations

1011 Centre Road Suite 110, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Wilmington DE 03/1997 Present
Raymond James Financial Services Advisors Inc. Wilmington DE 10/2014 Present
Bassett, Dawson & Foy Inc. Wilmington DE 01/2015 06/2023
Life Brokerage Llc Wilmington DE 01/2017 Present
University Of Delaware Newark DE 02/2019 12/2023
  • 03/1997 → Present
    Raymond James Financial Services
    Wilmington, DE
  • 10/2014 → Present
    Wilmington, DE
  • 01/2015 → 06/2023
    Bassett, Dawson & Foy Inc.
    Wilmington, DE
  • 01/2017 → Present
    Life Brokerage Llc
    Wilmington, DE
  • 02/2019 → 12/2023
    University Of Delaware
    Newark, DE
Previous Registrations
  • 2000-04-13 → 2014-12-31
    Bassett, Dawson & Foy, Inc.
    Wilmington, DE
Other Businesses

(1)Name of Business: Fancaster Inc. Address: 803 N DuPont Rd, Wilmington, DE, 19807, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Other Investment Related: No Start Date: 03/07/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investor (previously disclosed and approved in OBA.) My roll will mainly be to join. in a 1-hr board mtg conf. call from 4-5PM on the 2nd Tues of each qtr. My role on the board will mainly be to offer advice on the direction of the company. I do NOT solicit my clients for any investments in this company, nor even talk about it around my clients. I will NOT be fundraising for the company. I WILL be paid $2,500 in stock options for each qtr I serve on the board. (2)Name of Business: Life Brokerage LLC Address: 1011 Centre Rd Ste 110, Wilmington, DE, 19805, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: 1035 Life Insurance business and other original insurance cases (3)Name of Business: N/A Address: 1011 Centre Rd Ste 110, Wilmington, DE, 19805, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/12/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Putting through a 1035 exchange with a third party point of sale firm that is not currently on the Raymond James pre-approved vendor list (4)Name of Business: Wilmington Wealth Management, LLC Address: 1011 Centre Rd Ste 110, Wilmington, DE, 19805-1270, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/01/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I am the lead FA and sole branch owner of this company which switched names effective 11/1/25. This is the same branch we have had since 1985 with Raymond James, Branch 78P. We had been operating under the name Bassett, Brosius, Foy & Associates since July 23rd, 2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-22
  • S66 Uniform Combined State Law Examination
    1999-12-22
Designations

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