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Tyler Nguyen

J.P. Morgan Securities LLC

San Jose, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-25
TX RA APPROVED_RES 2024-04-25
  • CA RA
    APPROVED
    Since 2024-04-25
  • TX RA
    APPROVED_RES
    Since 2024-04-25

Branch Locations

5393 Almaden Expwy, San Jose, CA 95118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cupertino CA 10/2012 03/2020
Citigroup Sunnyvale CA 03/2020 03/2024
J.P. Morgan Securities Llc San Jose CA 04/2024 Present
Jpmorgan Chase Bank, N.A. San Jose CA 04/2024 Present
Citigroup Global Markets Inc. Sunnyvale CA 03/2020 03/2024
Jpmorgan Chase Bank, N.A. Cupertino CA 03/2005 03/2020
Previous Registrations
  • 2020-03-23 → 2024-04-19
    Citigroup Global Markets Inc.
    San Francisco, CA
    Sunnyvale, CA
    Fresno, CA
    San Francisco, CA
    Santa Clara, CA
  • 2012-10-01 → 2020-03-17
    J.P. Morgan Securities Llc
    Cupertino, CA
  • 2009-08-10 → 2012-10-01
    Chase Investment Services Corp.
    Cupertino, CA
  • 2009-07-01 → 2009-08-12
    Wells Fargo Investments, Llc
    Sunnyvale, CA
  • 2009-05-02 → 2009-07-01
    Chase Investment Services Corp.
    Los Gatos, CA
  • 2008-06-30 → 2009-05-02
    Wamu Investments, Inc.
    Los Gatos, CA
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-27
S63 Uniform Securities Agent State Law Examination 2008-02-09
  • S65 Uniform Investment Adviser Law Examination
    2008-06-27
  • S63 Uniform Securities Agent State Law Examination
    2008-02-09
Other Names
  • Tuong Nguyen
  • Tyler T Nguyen

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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