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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide/Marshalls Insurance | Pocomoke | MD | 06/2001 | 07/2020 |
| Nationwide Securities, Llc | Dublin | OH | 01/2002 | 07/2020 |
| The Leaders Group, Inc. | Littleton | CO | 07/2020 | Present |
| William Staples Insurance & Financial Services, Inc. | Salisbury | MD | 07/2020 | Present |
1.) WILLIAM STAPLES INSURANCE & FINANCIAL SERVICES, INC - 7/1/2020 - 1410 S Salisbury Blvd, Salisbury, MD 21801 - Agent, Sales, Not Invt Rel, Insurance business, 120 hrs/mo; 10 hrs/mo (during trading hours). 2.) TLG ADVISORS - 9/21/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-01 |
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