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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-01-06 |
| CA | RA | APPROVED | 2002-03-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | San Jose | CA | 10/2002 | Present |
| Bank Of America,Na | San Jose | CA | 08/2009 | Present |
I*9785For profit or not for profit: Name of outside business organization: Rental propertyInvestment related: Address of business:Campbell, California 95008Nature of business: ,Position, title, association: , Start date of relationship: 8/8/2020Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties:I*2087277, Entity Type: Fiduciary, Name of OBA: MLPF& S CUST FPO S L RRA FBO S L, Address: Cary, North Carolina, 27513, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 15-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:I*2114295, Entity Type: Fiduciary, Name of OBA: S L TTEE U/A DTD 08/20/2024 BY S L , Address: Cary, North Carolina, 27513, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/02/2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:I*2186279, Entity Type: , Name of OBA: S R L, Address: Cary , North Carolina, 27513, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:I*2723281, Entity Type, Name of OBA: MLPF& S CUST FPO S V L RRA FBO S V L Address: caryNorth Carolina27513 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/12/2025No Hours: 1 yearly No Hours during trading:0 Duties: I*4717313 Entity Type: N/A Name of OBA: R T TOD BENEFICIARIES ON FILE Address: Saratoga, California, 95070 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/16/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-20 |
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