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Faith Elizabeth Mullins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-02
IN RA APPROVED 2003-06-11
  • TX RA
    APPROVED_RES
    Since 2009-02-02
  • IN RA
    APPROVED
    Since 2003-06-11

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Indianapolis IN 08/2001 Present
  • 08/2001 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-06
  • S66 Uniform Combined State Law Examination
    2003-06-06

View on SEC IAPD

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