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Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-05-31
  • MA RA
    APPROVED
    Since 2023-05-31

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Vancouver WA 06/2021 04/2023
Putnam Investment Management Boston MA 04/2023 Present
Franklin Distributors, Llc Battle Ground WA 07/2024 Present
Putnam Retail Management Boston MA 04/2023 07/2024
Waddell & Reed, Inc Shawnee Mission KS 05/2007 08/2020
Ivy Distributors, Inc Shawnee Mission KS 05/2007 04/2021
  • 06/2021 → 04/2023
    Vancouver, WA
  • 04/2023 → Present
    Putnam Investment Management
    Boston, MA
  • 07/2024 → Present
    Franklin Distributors, Llc
    Battle Ground, WA
  • 04/2023 → 07/2024
    Putnam Retail Management
    Boston, MA
  • 05/2007 → 08/2020
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 05/2007 → 04/2021
    Ivy Distributors, Inc
    Shawnee Mission, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-17
S63 Uniform Securities Agent State Law Examination 2014-01-20
  • S66 Uniform Combined State Law Examination
    2023-03-17
  • S63 Uniform Securities Agent State Law Examination
    2014-01-20
Other Names
  • Curtis Michael Sahler

View on SEC IAPD

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