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John James Anderson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-03
TX RA APPROVED_RES 2009-01-28
NC RA APPROVED 2009-01-16
  • SC RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED_RES
    Since 2009-01-28
  • NC RA
    APPROVED
    Since 2009-01-16

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Charlotte NC 01/2009 Present
Bank Of America,N.A. Charlotte NC 06/2011 Present
  • 01/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Charlotte, NC
  • 06/2011 → Present
    Bank Of America,N.A.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-29
  • S66 Uniform Combined State Law Examination
    2002-03-29

View on SEC IAPD

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