Charles Douglas Secord

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → 09/2022
  Thaney & Associates, Pa
  Orlando, FL
• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2009 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2019 → Present
  Nicholas J. Cameron, Cpa
  Celebration, FL

Other Businesses

1) NAME OF OTHER BUSINESS: NICHOLAS J. CAMERON, CPA; INVESTMENT RELATED: NO; ADDRESS: 1420 CELEBRATION BLVD SUITE 200 CELEBRATION FL 34747; NATURE OF BUSINESS: PUBLIC ACCOUNTING; START DATE: 2/2019; POSITION/TITLE/RELATIONSHIP: ACCOUNTANT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPARATION AND REVIEW; 2) NAME OF OTHER BUSINESS: ST. NICHOLAS CHURCH, INC.; INVESTMENT RELATED: NO; ADDRESS: 1729 BUSINESS CENTER LN KISSIMMEE, FL 34758; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: INTERIM VESRTRYMAN/TREASURER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE COLLECTION AND REPORTING OF DONATIONS, PAYMENT OF BILLS AND PREPARE REPORTS TO PRESENT TO THE BOARD;

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-10-11
• S65 Uniform Investment Adviser Law Examination
  2008-12-19