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925 N. Lapeer Rd Suite 159, Oxford, MI 48371 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-25 |
| MI | RA | APPROVED | 2010-11-17 |
Branch Locations
925 N. Lapeer Rd Suite 159, Oxford, MI 48371 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen Financial Management, Llc | Oxford | MI | 03/2010 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 03/2015 | Present |
1.ALLEN FINANCIAL MGMT, LLC, START: 04/01/2010, 925 N. LAPEER RD., SUITE 159, OXFORD, MI 48371, RIA, INVESTMENT ADVISOR,CCO & MANAGING MEMBER, INVESTMENT RELATED, 200 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 2. ALLEN FINANCIAL MGMT, LLC, START: 04/01/2010, 925 N. LAPEER RD., SUITE 159, OXFORD, MI 48371, INSURANCE AGENCY/TERM LIFE & UNIVERSAL LIFE INSURANCE SERVICES, AGENT, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, <1 HOURS PER DAY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-12-31 |
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