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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-11 |
| SC | RA | APPROVED | 2024-06-11 |
Branch Locations
300 S Tyron St, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Iselin | NJ | 08/2009 | 03/2017 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | 09/2018 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 09/2018 |
| Axa Equitable | Charlotte | NC | 09/2018 | 06/2020 |
| Axa Advisors Llc | New York | NY | 09/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2018 | 01/2023 |
| Lpl Financial Llc | Fort Mill | SC | 01/2023 | 02/2024 |
| Financial Resources Investment Group | Fort Mill | SC | 01/2023 | 02/2024 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 05/2024 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-18 |
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